1. The following Notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorThor/Nor. 13/2542 Re: Qualifications and Other Prohibited Characteristics of
following Notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorThor/Nor. 13/2542 Re: Qualifications and Other Prohibited Characteristics of Executives of
Notification and such office shall remain operative under the scope of operations prescribed under the said Notification. The service office shall also be subject to this Notification and other notifications
subject to this Notification and other notifications issued by the Office in relation to this Notification. Clause 10. This Notification shall come into force as from 1 June 2007. Notified this 22nd day of
prescribed under the said Notification. The service office shall also be subject to this Notification and other notifications issued by the Office in relation to this Notification. Clause 10. This Notification
, including the notifications of the Office of the Securities and Exchange Commission, orders and circulars issued or providing guidelines in accordance with the aforementioned Notification of the Capital
existing clients of whom the securities company has no records in completion by 31 December 2009. Clause 25 All notifications of the SEC Office, orders and circulars issued under or prescribing guidelines
completion by 31 December 2009. Clause 25 All notifications of the SEC Office, orders and circulars issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange
the event that any mutual fund manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the
manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the following actions; (1) Warning; (2