Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertakin

As part of its review of the definition of major shareholder applicable to derivatives business operators required to obtain approval, the SEC aims to ensure that the definition appropriately

Mr. Porameth Rungrongtanin During the period of 22 May 2014 to 30 June 2014, 7 offenders, namely: Mr. Sathit Roongwatanapak, Mr. Chavin Roongwatanapak, Mr. Porameth Rungrongtanin, Miss Tanyapa

Mr. Krirkkrai Traibanyatkul Between 29 September to 12 October, 2016, Mr. Krirkkrai Traibanyatkul colluded with Mr. Pete Bodharamik , Chief Executive Officer and Director of Jasmine International Plc

Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB

Miss Thitirat Lohaset Miss Thitirat Lohaset rendered assistance to Mr. Eakarat Apiwattanaporn’s commission of the offense to buy UOB Freehold Eight Thonglor property fund (“UOB8TF”) Units between 19

Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the

. Mikalai Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the

Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the

. Mikalai Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the