securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
(CIG-W1) in 2010 for other persons? benefits. This caused BLISS to have 17.4 million baht loss from such investment in CIG-W1 during the period that CIG-W1 had high cost and almost expired and eventually
client's damage. {A}'s misconduct was a failure to provide material information or warning statements to prevent investors? benefits from being compromised. He also failed to abide by professional ethics of
Lane and Ratanaporn Aoonta for operating securities business without license.The SEC received a complaint from a foreign investor that he had been solicited by the financial and investment consultants of
funds from overseas to make investment based on his advice for the sake of tax benefits and long-term return. The investors followed his advice but suffered loss.? Mr. Malpass was not licensed to operate
knowledge sharing among listed company executives, SEC executives, as well as experts from both the public and the private sectors. Vorapol Socatiyanurak, SEC Secretary-General said that ?The ?SEC for CEO
directors and shareholders is also a WEH?s director and shareholder. In addition, due to its high value the transaction requires the approval from a shareholders? meeting that DEMCO will propose at an
: SMEs Alternative Fundraising Instrument,? held today at the Stock Exchange of Thailand. Apart from flexibility of fund size, maturity term and collateral option ? which incurs lower costs on issuers
) Public Sector Organisation of the Year. This year, the Smart Office Project was one of 522 nominations from 17 countries in Asia Pacific and one of the five entries in both Technology Leadership and