wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC Office at least 5 business days before the date of providing
end of such 30 days. Clause 10 In case an intermediary wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC
Manual for the Public. Clause 10 In case an intermediary wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC Office
equal to the amount of the license fee already paid by the applicant for the said derivatives business license. Chapter 3 Return of Existing Derivatives Business License Clause 18 An applicant for
equal to the amount of the license fee already paid by the applicant for the said derivatives business license. 9 Chapter 3 Return of Existing Derivatives Business License Clause 18 An applicant for
persons controlling client derivatives trading, as well as the financial status and repayment ability of the existing clients from whom the derivatives broker has never received such information or
and repayment ability of the existing clients from whom the derivatives broker has never received such information or documentation by 31 December 2009. Clause 36 All notifications of the SEC Office