, the SEC Office, the Bank of Thailand, the Thai Bond Market Association and any other organizations that monitor and examine goods or variables for the benefit of supervision of derivatives, goods or
trading of each customer and analysis report or article on the value or suitability for trading in derivatives, underlying assets or variables as specified in a derivatives contract, as well as other
derivatives trading of each customer and analysis report or article on the value or suitability for trading in derivatives, underlying assets or variables as specified in a derivatives contract, as well as
facts which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 9 2 In engaging in derivatives with clients, the derivatives dealer
which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 92 In engaging in derivatives with clients, the derivatives dealer shall
following scope: □ category of underlying products or underlying variables (i.e., financial instrument/ commodity/interest rate/index etc.) …………………………………………………… □ category of counterparty ( i.e. general
: □ No □ Yes, please specify the following scope: □ category of underlying products or underlying variables (i.e., financial instrument/ commodity/interest rate/index etc.) …………………………………………………… □ category
, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial institution” means any financial institution