civil sanctions, which shall not be lower than those specified by the CSC.   In all cases, the civil monetary penalties and the compensations for the benefits received or would have been received from

from investment scams, especially those that occur through online platforms. As an IOSCO member, the SEC is committed to fully supporting the implementation of IOSCO's initiative, and believes that it

with the SEC regulations before activating those other businesses. The second category is for higher significance whereby business operators must obtain approval in advance from the Capital Market

or assessment models for those climate-aligned activities’ objectives. It can also be used as an alternative credible reference for access to financial instruments and services that support transition

the capital market in addition to those issued by the Thailand Federation of Accounting Professions to enhance creditability of the audit quality of a listed company;(4)  SEC to define the levels of

represents approximately 83 percent of the total number of listed companies, while those having females at the highest management positions (at the CEO and managing director levels) account for 13.85

investors, (2) adding more preventive regulations for major investors to be as close to those of the general investors, (3) changing the regulations that the issuers of bonds must submit their financial

sufficient shares in their portfolios before selling (prepaid market); Unfair activities related to securities trading must also be regulated in the same manner as those on SET and mai, etc.    The

of 430 million baht. As a consequence, KC was in default on the payment of 350 million baht on those bills of exchange (B/E) (SEC News No. 2/2018 dated Friday, 5 January 2018). The SEC’s further

to get those services. The project of One Stop Service will start in September this year.  2.  One Report : the initiative to reduce two forms of reports; the annual registration statement (Form 56-1