reviewed financial statements for Q3/2016 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 80,000 and a further fine of Baht 1,000 for each

financial statements for Q1/2016 and (5) the reviewed financial statements for Q2/2016 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the accused

and the SET within specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 589,500 and a further fine of Baht 500 each day starting from the next day of prosecution date

submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the audited financial statements

the year 2016 (Form 56-1, 2016), the annual report for the year 2016 (Form 56-2, 2016) and the reviewed financial statement for Q1/2017 to the SEC and the SET within the specified period. The Criminal

financial statement for Q1/2017 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 514,400. Since the accused pled guilty, the Court

statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 2, 2020,The Criminal Court

million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non- public information by virtue of his positions

that TIP had to increase its registered capital shares at the amount of 250 million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law

specified under the Insurance Law. He obtained the material non- public information by virtue of his positions before such information became public on 30 October 2012. SEC Act S.241 Settlement Committee