care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for

derivatives trading orders on behalf of a client. She admitted making trading decisions and sometimes submitting internet trading orders on behalf of the client. Moreover, {B} and Kantanapat, the securities

securities business operators and individuals before using their services or making investment decisions. In case of suspecious unlicensed securities business operation, please call SEC Hotline 1207 for

registration statement (Form 56-1) since it is vital to investors? investment decisions. With its plan to study and consult with related parties, the SEC recently organized a seminar to determine MD&A guidelines

companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the

lack sufficient information on products and services. At times, advertising and sales promotions employ premiums or gifts to attract the investing public and rush them into investment decisions. In this

accurate financial understanding. The voices of project participants will contribute to enabling the public to gain knowledge and make appropriate financial decisions, which will be an important part of

reliable financial and investment knowledge through LINE TODAY and other services across our ecosystem, to help Thais make higher‑quality and safer financial decisions.”   In this regard, the SEC advises

investment decisions, which helps screen investment risks from the outset.Mrs. Pornanong Budsaratragoon, Secretary-General of the SEC, stated: “Investment scams continue to pose risks and evolve in various

reliable financial and investment knowledge through LINE TODAY and other services across our ecosystem, to help Thais make higher‑quality and safer financial decisions.”    In this