. Sor Thor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. By
Commission No. Sor Thor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities
products, ex., native token and governance token, etc. ** Non-retail Investors refer to (1) institutional investors (II) and (2) qualified investors (QI), who are juristic persons or ordinary persons having
) providing analysis, advice or planning of investment for clients. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions
. ------------------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund
Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor
Company to receive financial assistance from connected persons as follows: (1) Date of Transaction From March 2nd, 2018 to March 10th, 2018 (2) Related Parties and Relationship with the Listed Company Name
parties involved Lessee : JCK International PCL. (“the Company”) Lessor : JC Kevin Development Co., Ltd. (“JC”) Relationship with the Company : The Company and JC have connected persons as directors and
Company to receive financial assistance from connected persons as follows: (1) Date of Transaction Within October 1st, 2018 - September 30th, 2019 (2) Related Parties and Relationship with the Listed