ดังกล่าวไว้กับ broker ในต่างประเทศแทนการฝากไว้กับผู้ดูแลผลประโยชน์ในประเทศไทยได้หรือไม่ คำตอบ : บริษัทจัดการมีหน้าที่ต้องฝากทรัพย์สินของกองทุนรวมไว้กับผู้
Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as
following characteristic: (1) An offer for sale to the investors under Clause 21(1), in cases where the Thailand Securities Depository, custodian, securities broker, securities dealer or any person holds
Custodian) o ' TCR o %B +% 'B % V *$* OP. ' o B /*#%B %F- * ".B + &BI* /*# "( *B,(- o $ %F & *- Issuance fee, Cancellation fee /*# F & & BFB#+. G + &I* Local Broker o & A( (( ) TCR $ %' A
/2023 Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to http
27/07/2022 Upbit Exchange (Thailand) Company Limited Between August 1, 2021 to March 31, 2022, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept
Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers' http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2022 Dated 11/01
/2022 GMO-Z.com Cryptonomics (Thailand) Company Limited Between February 22, 2021 and July 31, 2021, GMO-Z.com Cryptonomics (Thailand) Company Limited, a digital asset exchange and a digital asset broker
Clause 47(1), if the Thailand Securities Depository, custodian, securities broker, securities dealer or any person holds debt securities on behalf of other persons, the number of investors shall be counted
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer