Currently, asset management companies have established mixed funds with more diversified asset allocation to meet different demands of investors and to enhance efficiency for managing investment

SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant

The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with

. Initially, it is found that most countries have the laws allowing an agency to oversee the audit firms and to convene a meeting to seek opinions and advice on the amendment of the Securities and Exchange

multiple sectors have jointly presented their studies regarding capital market policies, such as, “Development of Potential in Financial System of Thailand Towards Competition: In Details” “The Roles of

Market Infrastructure (PFMI).”  Thailand is among the first jurisdictions to participate in the assessment based on the newly updated IOSCO Principles issued on May 2017, which have been developed to

There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In

SEC has been supporting Thai firms in issuing Green Bond, Social Bond and Sustainability Bond. Over the past few years, international capital markets have developed SLB, a sustainable finance product

have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter;             (3)  Consolidating regulations concerning the same issues for

variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an