findings, evidence and the company?s explanations showed ? failed to comply with the generally accepted accounting principles. In November 2010, Chonburi Kanyong Co., Ltd., a CCP subsidiary, sold its

companies transparently or check thoroughly the fund?s assets before accepting them from the leaser. They also failed to provide evidence or contracts that would have proved the appropriateness of the

investment consultant of Asia Plus Securities Plc.  Following the report of Capital Nomura Securities Plc., the SEC probed into {A} case and found that he failed to record the client's securities trading

purchase or sell such shares which resulted in the purchase or sale of UMI shares not consistent with the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC

Mr. Soraj Asavaprapha While being a director of Jasmine International Public Company Limited (JAS), Mr. Soraj Asavaprapha failed to perform his duties with loyalty as a result of obtaining unusual

2020, 28 December 2020, 25 January 2021, 30 March 2021 and 30 March 2021 respectively, which means Mr. Winai failed to prepare and disclose the reports within the period specified in the notification of

. Niran failed to prepare and disclose the report within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 2

prepared and disclosed the reports (Form 59-2) to the SEC office on 3 April 2020, 10 March 2021, 5 April 2023, 14 June 2023 and 28 March 2024 respectively, which means Mrs. Wannee failed to prepare and

the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group

respectively. However, Mr. Itthipat prepared and disclosed the reports (Form 59) to the SEC office on 4 November 2025 and 17 December 2025 which means Mr. Itthipat failed to prepare and disclose the reports