suggestions from securities firms of varying sizes and business natures to ensure fair and equitable representation of all stakeholders including securities firms throughout the value chain. We believe that
knowledge-building activities were conducted in various formats, including academic seminar, production of financial and investment knowledge materials for online dissemination, event organization for the
mutual funds as an investment instrument for the benefit of the Thai capital market at large. Over time, the SEC and the AIMC have consistently worked together on various fronts, including industry
and Exchange Act B.E. 2535 (1992). Additionally, the company’s directors are required to carry out their duties with due care, responsibility, and integrity, including overseeing the company’s
, providing necessary information for bondholders, including information on JKN bonds. For more information and inquiries, please contact the SEC Public Service Center at Hotline 1207, press 9, during regular
: jirapat@sec.or.th or thanapatk@sec.or.th. The public hearing ends on 14 October 2024. Remarks: * Including investment tokens granting the right for the holders to obtain products, services or any other
clients shall be prohibited, including in the form of deposit and lending to other persons, except in the form of digital asset investment with licensed digital asset fund managers. The notification of the
should remain focused on cyber risk prevention when using personal devices to make transactions, including keeping one’s digital assets in a private wallet. The SEC recommends that service users allow
. Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said “Currently, there is a trend that the new generations are interested in investing in capital market products including stocks, mutual funds and
supervision would expand to cover additional entity types under the SEC regulations; (2) Define clear roles, responsibilities and involvement of the board of directors, including the governance body, to ensure