the auditor by March 8, 2013. Earlier, the SEC found that the company’s management prevented the auditor to obtain sufficient information and audit evidence necessary for reviewing the financial
, SAM’s Board of Directors responsible for the company’s management is advised to expedite the process for the best interests of the company and its shareholders as a whole. The SEC has therefore
reasons, as an additional report, which is approved by the company’s board or audit committee. The SEC is confident that business operators’ implementation of this manual would not only help them achieve
Earlier, the Audit Committee of CMO had informed the SEC of the issues raised by the auditor from the audit of the company’s financial statements as follows: an irregular withdrawal of advance
Earlier, the KWI Audit Committee reported the auditor's observations from auditing the company’s financial statements to the SEC as it was found that several transactions appeared irregular such as
Earlier, the SEC filed a criminal complaint against JKN and the company’s former directors with the Department of Special Investigation (DSI) (as published in SEC News No. 139/2025 on 5 June 2025
Business dated 5 November 2008, and thus failure to maintain qualifications legally required of a derivatives business operator.The SEC Board has therefore ordered a revocation of the company’s derivatives
detail before attending the meeting on 15 March 2020 and exercising the voting right to protect own interest. They should also ask the company’s directors and executives to clarify the reasonability of
companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
Bangkok, 2 September 2019 – The following release is in reference to the announcement of Bitcoin Co. Ltd. (BX) at 06.06 hours on 2 September 2019 regarding the company’s decision to discontinue