With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their 2024 annual compliance reports. In this front, reporting of any non-application or unfinished application of the recommended guidelines shall be accompanied by the explanation of the associated reasons, as an additional report, which is approved by the company’s board or audit committee. The SEC is...
promoting tax-saving funds to develop the Thai capital market, supporting the increase of provident fund (PVD) members among listed companies for employees’ retirement, and the direction for utilizing Open
year to September 1st to the last business day of each year. This is to provide greater flexibility for business operators and capital market business personnel in applying for an approval renewal
The CMSB has amended the regulations for granting general approval of registered capital reduction for business operators on the condition that such reduction meets all specified criteria, including
normal market conditions by, for example, manipulating the share price, alternating selling orders for profit during the day, and controlling bid orders to manipulate the closing price; The second
The Securities and Exchange Commission (SEC) participated in the SET Sustainability Forum 2/2024: Scaling up Synergies and Solutions for Net-Zero, organized by the Stock Exchange of Thailand (SET
investment for students under the topic "Money Management & Investment: Financial Literacy for the New Generations." This initiative aimed to enhance the understanding of the SEC's roles, including financial
individuals colluded to commit fraudulent acts in the procurement of equipment from foreign suppliers and/or the procurement of software programs for the construction of solar plants of EA through the aforesaid
executive in securities issuing companies or securities companies for specified periods, with the following details: (1) Penprapa shall pay a civil fine, a compensation in the amount equal to the benefit
as director or executive of any securities issuing company or securities company, as summarized below: - prohibiting Boonchai from trading securities or derivatives for a period of 48 months and