securities or other assets of the fund; (5) Actions to be taken in case where the liquidity of any open-end fund is not as specified by the Office; and (6) Any other provisions relating to the management of
restriction /suspension of services, termination of services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money
services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money laundering legislations, or where the know-your-client
/suspension of services, termination of services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money laundering
in securities business or violates or fails to comply with Clause 10, the Office shall take actions against such person following the rules and procedures prescribed by the Notification of the
characteristics of personnel in securities business or violates or fails to comply with Clause 10, the Office shall take actions against such person following the rules and procedures prescribed by the Notification
in securities business or violates or fails to comply with conduct set forth herein, the Office shall take actions against such investor contact following the rules and procedures prescribed by the
Board governing prohibited characteristics of personnel in securities business or violates or fails to comply with conduct set forth herein, the Office shall take actions against such investor contact