other returns when an event occurs that may impact their net capital, as determined by the SEC. This aims to provide greater flexibility and suitability. A transitional provision allows business

position as executive in charge of finance and management of STEC, knew or possessed the company’s inside information related to the provision for loss of construction projects, which could lead to

four on-ground activities and the introduction of new digital tools, as follows:1) Participating in Money Expo in Udonthani province during 4-6 October 2019 to promote provision of capital market

the six short-to-medium term focus areas identified in the Roadmap for ASEAN Sustainable Capital Markets (“Roadmap”). The meeting also accepted the provision of technical assistance from the Asian

The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the

provision of services to a specific group of persons and regulatory sandbox, etc. This is to accommodate undertaking of new types of business and technology-driven services;(2) Enhancing supervision of

SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general

for his violation of Section 313 of the SEA- the provision with the harshest punishment, whereby Suradej shall be liable to 5 years imprisonment and a fine of B2,356,000,000.  Considering his confession

this purpose, the provision of significant funding shall include guarantors, contractual arrangements, or investments in any instruments that result in the financial supporter having the status of, or

equivalent to 66 percent of SUTG’s issued and paid-up shares. SUTG is engaging in the business of a construction contractor, provision of service regarding the operation and maintenance, and a consultancy