to inform such material information led to the Revenue Department?s demand for refund of the tax deduction money plus a fine imposed on the client. {A}, however, has already compensated for the
trading period to be inconsistent with normal market conditions to mislead other persons that CHUO shares were in high demand at the time and lure them to trade such shares accordingly. His offense was in
service and investor protection as a number of investment analysts and investment consultants will be increased and able to meet investor?s demand. Accordingly, investor will obtain proper investment advice
registration statement. If the registration statement contains any false statement or omits to state any material information which should have been disclosed, the unit holders shall be entitled to claim damages
) international financial institutions; (8) government agencies and state enterprise under the law on budgetary procedure; (9) the Financial Institutions Development Fund; (10) the Government Pension Fund; (11
prescribed in (8); (7) international financial institutions; (8) government agencies and state enterprise under the law on budgetary procedure; (9) the Financial Institutions Development Fund; (10) the
and state enterprise under the law on budgetary procedure; (9) the Financial Institutions Development Fund; (10) the Government Pension Fund; (11) provident funds; (12) mutual funds; (13) juristic
previous projected at 2.8% growth to a 5.3% contraction due to the fact that COVID-19 outbreak severely affected both external and domestic demand particularly the tourism and exporting sector which sharply
securities business in the category of investment management; “State agency” means central administration, regional administration, local administration, financial institutions development fund, Bureau of
develop securities business in the category of investment management; “State agency” means central administration, regional administration, local administration, financial institutions development fund