information related to the face-to-face contact shall be made available to the securities company upon request without delay. Clause 14. To facilitate the KYC/CDD process, securities company shall monitor
documents. In this regard, all documents and information related to the face-to-face contact shall be made available to the securities company upon request without delay. Clause 14. To facilitate the KYC/CDD
paragraph, such person shall submit the request form as prescribed in the Office’s electronic work system as well as pay the related fee as per the notification of the Office of the Securities and Exchange
application referred in the second paragraph, such person shall submit the request form as prescribed in the Office’s electronic work system as well as pay the related fee as per the notification of the Office
of person qualified to be fund manager requests for the letter showing the result of the renewal application referred in the second paragraph, such person shall submit the request form as prescribed in
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
immediate use or verification by the management company, and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office deems appropriate, a management company
’ meeting in order to request for an approval of such transaction. Comparison criteria of Value of Consideration Transaction Value = Total Value of Consideration received x 100 Total company’s total assets