Member (8) Mrs. Vipa Sae-Ngow Member (9) Representative from the Office of the National Economic and Social
. Guidance has been provided for Relationship Managers (RMs) to contact customers at an early stage when early warning signs are detected. Manage credit concentration risk in terms of borrower group
KBank. Monitor customers’ credit line utilization and customer status via early warning signs. Guidance has been provided for Relationship Managers (RMs) to contact customers at an early stage when
capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the
Securities and Exchange Commission Re: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor; (3) derivatives fund managers; and (4) derivatives advisors
CIS Operator ) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person
Operator) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS
where the home regulator is established; (4) a letter appointing a brokerage firm to perform duty as a representative responsible for the trading of units of ASEAN Collective Investment Scheme in Thailand
investment on assets (Revision 2) Attention: Directors and Managers The Stock Exchange of Thailand Attachment: 1. Information on the investment on assets 2. F53-4 form 3. Details on the issuance of warrants to