qualifications: (1) Have the complete qualifications and registered as qualified person for being fund supervisor as specified by the Notification of the Office; (2) Do not hold shares of the management company
information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct, and complete data processing
, and complete data processing which satisfies the need of the users, and it shall communicate the development or change to all concerned persons for acknowledgement in order to be able to operate it
that is distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate, complete and up-to
, complete and up-to-date. Also, the derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any
distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate, complete and up-to-date. Also, the
the date on which the SEC Office has received the application, supplementary documents and letter of certification which are complete and accurate. In cases where the SEC Office needs to consider
under the first and second paragraph in complete and up-to-date manner that can be promptly retrieved and inspected by the SEC Office.” Clause 4. This Notification shall come into force as from 1 January
and or Executive Committee to proceed and complete the sales of ordinary shares and claim payment of the company’s loans. Please be informed accordingly. Sincerely Yours, (Mr. Ekawat Swetarat) Acing