.   ** การอบรมครั้งนี้เป็นการต่อยอดจากงานสัมมนาออนไลน์ ในหัวข้อ “Guidelines for ESG Integration in Equity Analysis and Presentation in Analyst Research Reports” ที่ ก.ล.ต. จัดร่วมกับ CFA Institute และสมาคม

venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the strategic plan covering a wide array of

Papers Forum every month to provide a venue of presentation of research papers on capital market issues, exchange of knowledge and implementation.  ?Over the past years, the SEC has moved under the

system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and transparent allocation procedure

collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a system to monitor any benefit on the

9 (3); (2) have in place a system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and

appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance

appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance

appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance

) allocate sufficient resources and budget to persons who relate to any operation in compliance with such policy and plan; (2) provide a measure to control and monitor operation under such policy and plan