characteristics in Group 3 under Clause 31, [ii] provide opinions to the SEC Office in any matter relating to compliance with the provisions under this Chapter or [iii] announce a guideline and give instruction for
Instruction ถึงผูถือ TCR ทุกคนโดยไมชักชาโดยใหสอดคลองกับ ชวงเวลาดาํเนนิการของ u/l นั้น พรอมระบุ Weblink สําหรับผูถือ TCR ที่ตองการทราบ ขอมูลที่เปนรายละเอียดเปนการเพิ่มเติม (ค) ขอมูล TCR outstanding
opinions to the SEC Office in any matter relating to compliance with the provisions under this Chapter or [iii] announce a guideline and give instruction for process according to the guideline to the SEC
] announce a guideline and give instruction for process according to the guideline to the SEC Office. The committee under the first paragraph shall comprise not more than 5 experts in money market or capital
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
use for business undertaking with or without ownership. (For example, land, building, factory and machinery. The presentation of the total amount of such assets may be asset category-based, not item-or
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
, proportion of content and form of presentation in order that a client would be able to receive necessary and useful information for using the intermediary ’s service or for making a decision of investment in
requirement, the types of instruments that qualify for hedging instruments and hedged items, and effectiveness testing which is more aligned with risk management strategy. Principle for presentation of hybrid
presentation ประกอบการ อธิบายก่อนตัดสินใจลงทุน โดยข้าพเจ้ามีความเข้าใจเป็นอย่างดีว่ากองทุนจะลงทุน ดังนี้ ส่วนที่ 1 : เงินต้นและผลตอบแทน กองทุนจะลงทุนในตราสารหนี้และ/หรือเงินฝาก และ/หรือตราสารทางการเงินที่เสนอขาย