) Professional fee and other services 16.6 14.1 13.8 22.3 8.5 61.6 66.8 61.7 5.1 8.3 Depreciation and amortization 7.8 7.9 8.0 8.1 0.1 1.3 31.8 30.9 0.9 2.9 Administrative expenses 1.7 1.9 1.7 1.8 0.1 5.9 7.1 6.9
employing knowledge and ability as a professional under different situation, being independent in making investment decision and having diversified investment in order to reduce investment risk, etc. (2) The
--------------------------------------- Division 1 Contacting, Soliciting, or Giving Advice for Customer and Performance of Duties as Professional --------------------------------------- Clause 12. Derivatives broker shall arrange to have
notification of the SEC Office. Chapter 3 Operation --------------------------------------- Division 1 Contacting, Soliciting, or Giving Advice for Customer and Performance of Duties as Professional
the date on which such giving of advice is made in Thailand. Chapter 2 Operation ____________ Division 1 Contacting, Soliciting, or Giving Advice to Clients and Performance of Duty as Professional
Duty as Professional ________________ Clause 1345 A securities company licensed to undertake the securities brokerage business shall do fundamental analysis report and provide such information to client
Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________ Clause 13 Repealed. Clause 13/1 The derivatives broker