.   Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share

negligent with regard to supervision of the company?s core work systems.   Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s

Microsoft Word - J_สารสนเทศ_Casa Lapin_9 Aug 2017_EN   1 Ref: J60/014 9 August 2017 Subject: Notification on Acquiring Food and Beverage Business Company Attention: The President The Stock Exchange

COMPLAINT Dimet 010-2019 June 12, 2019 Subject : Notification of investment in IGEN Energy Co., Ltd. and McTRIC Public Company Limited, Partial Business Transfer to the Subsidiary and Amendment of

หนา้ 1 VRS_13/2562 September 17, 2019 Subject Notification of investment in a subsidiary company To The President The Stock Exchange of Thailand Veranda Resort Public Company Limited (“the Company

. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the

/2018 December 19, 2018 Re: Notification of Resolutions of the Board of Directors’ Meeting No. 8/2018 Attn.: President The Stock Exchange of Thailand Enclosure 1. Information Memorandum on Acquisition of

. 2546 (2003) dated 19 November 2003 (as amended) (the “Connected Transaction Notification”). 3. General Description of the Transaction The Subsidiary shall acquire and accept transfer of the entire

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

companies from accepting orders of purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR unless in the case where the rights arise from holding NVDR