complaints against the above four persons with the DSI for further legal proceedings.In any case, filing a criminal complaint commences the criminal justice administration whereby the court with judge the case

fined each of them 1,718,816.18 baht. Meanwhile, the SEC will take further legal actions against those declining to enter the settlement procedures.

. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings.  In any case, the

. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as

offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD

process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings.  In any case, filing a criminal complaint commences the criminal justice administration whereby

further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by

Administration Department, Stakeholder Relations Department and Capital Market Promotion Center. Newly appointed Assistant Secretary-General Nataya Niyamanusorn manages this Division.           2.3 Legal Counsel

เห็นได้ที่เว็บไซต์ หรือโทรสาร 0-2263-6476 หรือทาง e-mail ที่ legal@sec.or.th จนถึงวันที่ 9 พฤษภาคม 2557  

) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international