further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by

Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed

STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI

) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international

Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The

Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not

pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This follows the SEC?s criminal complaint filed with the Department of Special Investigation (DSI) on May 27, 2010

Sustainable development in the environmental area has become an important goal both nationally and internationally. The public sector implements policies that support continuing  environmental

sustainability goal, and the promotion of long-term savings to support the aging society, an important goal under the National Strategy.  The key takeaway from this meeting is that the SEC will provide policy

National Strategy, the 12th National Economic and Social Development Plan and the Capital Market Development Plan. Currently, PVD is a major source of savings to support employees’ post-retirement living