violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment
securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
activities of funds; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a management company shall comply with other notifications which
management company shall comply with other notifications which specify rules related to funds in the following matters: (1) the details of the fund project; (2) the stipulation of the commitment between the
following notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2552 Re: Application and Approval for Offer for Sale of Newly Issued Structured Notes dated
in Notifications concerning Securities Offering. Clause 3 This Notification shall apply to the offering of newly issued units of an infrastructure trust which is a trust with an objective is to invest