The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
The Securities and Exchange Commission (SEC), represented by Ms. Butree Vangsirirungruang, Director of the Digital Financial Innovation Department, participated as a panelist in the seminar titled
and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and
Microsoft Word - MDA_Q2 2017-in Eng Rev1 แก้ไข HPIR015/2017 Aug 10, 2017 Subject : Management Discussion and Analysis for the period ended June 30,2017 To : The President The Stock Exchange of
Microsoft Word - MDA_Q2 2017-in Thai แก้ไข _ use this file_ HPIR015/2017 วนัที 10 สงิหาคม2560 เรือง คาํอธบิายและวเิคราะห์ของฝ่ายจดัการประจํางวด สินสุดวนัที 30 มถิุนายน 2560 เรยีน กรรมการและผูจ้ดัการ
S&P MD&A 2017-Revised Year In Comparison Table -1- Ref. POL. 028/2018 February 23, 2018 Re: Clarification of the Performance of S & P Syndicate Public Company Limited Dear The President The Stock