The SEC is proposing to amend the regulations regarding funding portals to implement a more suitable and effective system for screening or evaluating the credibility and risk level of crowdfunding
Sustainability Standards Board (ISSB) Standards. These standards can help raise the level of company sustainability disclosure and allow report users to compare sustainability data more conveniently across
considered that both offenders do not consent to settle the case at the SEC level. Therefore, the SEC has submitted the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek
three months. In addition, ICO portals must conduct a suitability test to ensure that investors in digital tokens understand the investment risks and have a risk tolerance level appropriate and in
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
management and securities business financing. Additionally, to promote fair competition or level playing field among business operators in the capital market, derivatives intermediaries would also be allowed
เกณฑ์เดียวกับบริษัทหลักทรัพย์ เพื่อให้เกิดการแข่งขันที่เป็นธรรมสำหรับผู้ประกอบธุรกิจในตลาดทุน (level of playing field) ทั้งนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับฟังความคิดเห็นร่างประกาศในเรื่องดังกล่าวไว้ที่
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks
with customers’ asset safekeeping. This is to allow the general public to reap standardized services, while business operators are under proper supervision, in the same level with supervision on
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC Board Meeting No. 6/2562 has approved the restructuring of the SEC organization at the-line-of-command level, the rearrangement of the