Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator
The SEC supports and promotes sustainable investment on a continued basis, emphasizing the importance of business operation and investment in the Thai capital market that takes into account every
within the specified time. The aforementioned activities of {X1} is liable to operating digital asset business in the category of digital asset exchange without license, which is a violation of, or
Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, the Minister of Finance has announced the results of the World Bank’s Doing Business Report 2020, with the overall ranking for Thailand at
พลเอก ประยุทธ์ จันทร์โอชา นายกรัฐมนตรี และนายอนุทิน ชาญวีรกูล รองนายกรัฐมนตรีและรัฐมนตรีว่าการกระทรวงสาธารณสุข ร่วมรับฟังรายงานผลการจัดอันดับความยากง่ายในการประกอบธุรกิจ (Doing Business 2020) ซึ่ง
SEC Secretary-General Ruenvadee Suwanmongkol stated on 17 September 2019 that SEC had a meeting with ASCO and the senior executives of every securities company and derivative contract business
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in