Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator
related parties to increase efficiency, under the Strong Listed Companies Project, which was initiated around 2022 year-end and is expected to propose for the SEC Board’s approval this July.” Mr
มาตรา : มาตรา 35 ข้อ/ประกาศ : ข้อ 7(2) ประกาศ ที่ ทจ. 5/2558 วันที่ถาม : 22/03/2559
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
มาตรา : มาตรา 65 และมาตรา 247 พ.ร.บ. หลักทรัพย์และตลาดหลักทรัพย์ฯ ข้อ / ประกาศ : ข้อ 48 และข้อ 61 แห่งประกาศที่ ทจ. 12/2554 และประกาศที่
mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.
Supervisory Board No. Tor Jor. 15/2563 Re: Application for Approval and Granting of Approval for Offer for Sale of Newly Issued Shares (No. 8) By virtue of Section 16/6 of the Securities and Exchange Act B.E
Securities Sheft Approval Investor Alert Securities Reference Info Listed Company Last updated on 13 January 2025
contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of a one-year extension of the maturity date; Agenda Item 2: Consideration for approval of a partial