following additional conditions for ICO portal recognition? An ICO portal shall: 4.1) have a system to test retail investor’s suitability and investment knowledge on ICO before retail investor commits to an

เป็นได้ อย่ำงไรก็ดี คนขำยยังคงมีหน้ำที่ในกำรให้ข้อมูลที่มีกำรเปลี่ยนแปลง และมีผลต่อกำรตัดสินใจของผู้ลงทุน เช่น พอร์ตกำรลงทุน material event เป็นต้น (6) การท า knowledge assessment (ก) ขอให้ส ำนักงำนก ำ

/We have duly examined the information contained in this application form hereto and declare that to the best of our knowledge and belief all information given in this application form and the documents

_____________________________________________________________________ I/We have duly examined the information contained in this application form hereto and declare that to the best of our knowledge and belief all information given in this application form and the

activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection

employees without their knowledge, issued deposit passbooks to receive money from the sale of investment units on clients’ behalf, and had redeemed clients’ investment units in a total of 9 million baht. He

mention reputation, trustworthiness and pride of the nation. Together we must share responsibility to fight corruption, using our individual and group knowledge and capabilities.?  # # #  

:      (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures

financial position and investment knowledge. In addition, the company failed to take sufficient measures to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for

investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient