Brokerage, Dealing and Underwriting of Investment Units dated 3 August 2004. The Office of the Securities and Exchange Commission hereby issues the following regulations. Clause 1. This Notification shall
Manager dated 30 August 2006 shall be repealed. Clause 2. In this Notification: “Executive Director” means any person who is appointed by the board of directors as an executive director or authorised with
, Re: Additional Rules for Approval of Fund Manager dated 30 August 2006 shall be repealed. Clause 2. In this Notification: “Executive Director” means any person who is appointed by the board of
of Securities Which Are Not Debt Instruments dated 26 September 2000 shall mean reference to this Notification. Notified this 3rd Day of August 2009. - Signature - (Mr. Vijit Supinit) Chairman
: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments dated 26 September 2000 shall mean reference to this Notification. Notified this 3rd Day of August
August 2009. (Mr. Vijit Supinit) Chairman Capital Market Supervisory Board As added by the Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Criteria for Undertaking the
: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers dated 22 December 2004 shall mean reference to this Notification. Notified this 3rd day of August 2009. (Mr. Vijit Supinit