first paragraph is a commercial bank under the law on financial institution business, a life insurance company under the law on life insurance, or a financial institution established under a specific law
พิจารณาถึงความเหมาะสมในการลงทุน วัตถุประสงค์ในการลงทุน ฐานะทางการเงิน หรือความต้องการของลูกค้ารายใดรายหนึ่งเป็นการเฉพาะ (specific advice) ผู้ประกอบธุรกิจดังกล่าวต้องให้คำแนะนำโดยผู้วางแผนการลงทุนที่ได้รับ
securities brokerage, securities dealing, or underwriting of investment units is a commercial bank or a financial institution established under specific law whose securities business is limited to debt
institution established under specific law whose securities business is limited to debt securities, such licensee shall be exempted from the minimum fees under Clause 6 for undertaking such securities
established by a specific law with an objective to undertake businesses; “Association” means any association relating to securities businesses which has been approved by and registered with the Office and whose
company; “Company” means any limited company or public limited company and shall include any juristic person established by a specific law with an objective to undertake businesses; “Association” means any
; “Company” means any limited company or public limited company and shall include any juristic person established by a specific law with an objective to undertake businesses; “Association” means any
institution established under specific laws, who seeks to be registered with the Office as a qualified fund supervisor shall; (1) Maintain capital adequacy and capital reserves as specified by the rules of laws
businesses, securities company under the laws governing securities and exchange, life insurance company under the laws governing life insurance or financial institution established under specific laws, who