firm’s leader shall also comply with the following regulations: (1) providing the audit quality control system in compliance with Clause 11(1); (2) monitoring subordinate auditors who are attached to the

ปรับปรุงการลงทุน (monitoring & rebalancing) และ (จ) การรายงานภาพรวม การลงทุนของลูกคา้ (consolidated reporting) ทั้งน้ี กระบวนการตาม (1) จะตอ้งคลอบคลุมถึงการบริหารจดัการ ทรัพยสิ์นเพื่อการลงทุนของลูกคา้ท่ีมี

) .................. 10 2.5 การกำหนดตัวช้ีวัดความเสี่ยง (IT Risk Indicator), การตดิตาม และรายงานผลการบริหารและ จัดการความเสี่ยง (IT Risk Monitoring / Reporting

monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in the wealth management business and through the commercial banking business

targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s

standards, identifying new alternative channels to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the

alternative channels to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on

alternative channels to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on

, identifying new alternative channels to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by

, identifying new alternative channels to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by