SEC ( 22 ) Investors ( 15 ) Act and Royal Enactment ( 9 ) investor ( 8 ) Market Data ( 8 ) Strategic Plan ( 6 ) Intermediaries ( 3 ) Manual Select ( 3 ) Enforcement ( 2 ) Financial Report ( 2 ) IPO ( 1
SEC ( 22 ) Investors ( 15 ) Act and Royal Enactment ( 9 ) investor ( 8 ) Market Data ( 8 ) Strategic Plan ( 6 ) Intermediaries ( 3 ) Manual Select ( 3 ) Enforcement ( 2 ) Financial Report ( 2 ) IPO ( 1
>> Sitemap Law and Regulations ( 125 ) Financial Report ( 93 ) About SEC ( 50 ) Act and Royal Enactment ( 24 ) Budget ( 19 ) Manual Select ( 17 ) Market Data ( 17 ) Intermediaries ( 7 ) Strategic Plan ( 6
>> Sitemap Law and Regulations ( 125 ) Financial Report ( 93 ) About SEC ( 50 ) Act and Royal Enactment ( 24 ) Budget ( 19 ) Manual Select ( 17 ) Market Data ( 17 ) Intermediaries ( 7 ) Strategic Plan ( 6
>> Sitemap Law and Regulations ( 125 ) Financial Report ( 93 ) About SEC ( 50 ) Act and Royal Enactment ( 24 ) Budget ( 19 ) Manual Select ( 17 ) Market Data ( 17 ) Intermediaries ( 7 ) Strategic Plan ( 6
>> Sitemap Law and Regulations ( 125 ) Financial Report ( 93 ) About SEC ( 50 ) Act and Royal Enactment ( 24 ) Budget ( 19 ) Manual Select ( 17 ) Market Data ( 17 ) Intermediaries ( 7 ) Strategic Plan ( 6
Zipmex to rectify its net capital position and act in the best interest of clients,” released on 25 November 2023. https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10490&NewsNo=227&NewsYear=2023
=13&NewsYear=2024&Lang=EN- SEC News No. 227/2023: SEC orders Zipmex to rectify its net capital position and act in the best interest of clients, issued on 25 November 2023: https://www.sec.or.th/EN
to Ariya, a contravention of Section 242(2) in conjunction with Section 243(2), subject to the liabilities under Section 296 and 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as
actions of the persons above are deemed offenses under Section 244/3(1)(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 or in conjunction with Sections 83 and