: Permission for the Management Company to Take Purchasing Order or Selling Order of Investment Unit of Mutual Fund from Customer Outside the Place of Business of the Investment Management Company, dated 21
Enterprise Content Management System (ECM), the central document database that is safeguarded with proper security measures and access control. 2. Place for Retention The personal data will be retained in
of ECF securities. They placed orders consecutively and/or allowed other persons to place orders for ECF shares in their own securities trading accounts, in a coordinated and supportive manner to
, 2018 are as follows: Consolidated Financial Statements As of September 30, 2018 (Million Baht) Total assets 529.94 Intangible assets (Deferred Income Tax) 18.86 Total liabilities 143.30 Enclosure Page 5
148.63 148.63 148.63 Total Revenue 2,963.84 2,917.86 1,410.83 Net Profit 315.10 305.90 154.30 Earnings Per Share (EPS) 0.53 0.51 0.26 Key Financial Ratios ROA (%) 22.05 21.20 n.a. ROE (%) 49.67 44.66 n.a
COMPANY LIMITED 87/2 CRC TOWER. 52TH FLOOR, ALL SEASONS PLACE, WIRELESS ROAD, LUMPHINI, PATHUMWAN, BANGKOK 10330, LUMPHINI, PATHUM WAN, BANGKOK 10330, THAILAND Telephone : +660 2351 1800 Ext. 3 Fax : 28/01
, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk management for business continuity of intermediary pursuant to this
relevant information of such report, commencing from the month in which cessation of such business takes place. Such exemption shall desist when the business operator has resumed its business operation; (3