services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle
บริการดิจิทัลอย่างเต็มรูปแบบ (SEC Digital Services) ตามนโยบายรัฐบาลดิจิทัล รวมถึงจัดทำโครงการ Capital Market Data Center ให้บริการข้อมูลเปิดเพื่อรองรับการนำข้อมูลไปใช้ในการวิเคราะห์ต่อโดยคาดว่าจะเปิดตัว
alternatives to be used as a credible reference for access to financial tools and services that support transition activities towards climate resilience.Throughout the consultation, BOT and SEC received
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
affected client. Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
Financial Services Agency of Japan เป็นประธาน ให้เป็นเจ้าภาพการประชุม APRC ในช่วงครึ่งหลังของปี 2563 ที่ประเทศไทยอีกด้วย IOSCO APRC มีสมาชิกประกอบด้วยหน่วยงานกำกับดูแลและหน่วยงานที่เกี่ยวข้องในตลาดทุนของ
to speed up the account opening process for investors and supports the SEC Strategic Plan in the area of investor base expansion to allow the general public to access services and capital market
deadline. On 1 April 2021, by virtue of Section 35 Paragraph 2 of the Emergency Decree, the SEC Board Meeting No. 6/2564 passed a resolution ordering Huobi to suspend its services temporarily and rectify