fails to maintain the capital in accordance with the Notification concerning Maintenance of Capital or is in the process of complying with Clause 12 (3) until the intermediary is able to maintain the

Notification concerning Maintenance of Capital or is in the process of complying with Clause 12 (3) until the intermediary is able to maintain the capital in accordance with the Notification concerning

borrower in accordance with the rule under Clause 9, and to process and report data on level of risks incurred in securities borrowing and lending to its executives in accordance with its internal guidelines

Clause 9, and to process and report data on level of risks incurred in securities borrowing and lending to its executives in accordance with its internal guidelines on internal control and risk management

provided by the borrower in accordance with the rule under Clause 9, and to process and report data on level of risks incurred in securities borrowing and lending to its executives in accordance with its

Capital I’s loan comes from its working capital and/ or new funding from outside source which is currently in process. The company expects such loan can be repaid within stipulated timeline. Related persons

Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best

in the Licensing Manual for the Public and notify the applicant of any issue arising from such review for the applicant to clarify. The process shall be completed within one hundred and eighty days

(use of proceeds) (3) กระบวนการที่ใช้ในการประเมินโครงการ (process for project evaluation) (4) การบริหารจัดการเงินที่ได้จากการเสนอขายโทเคนดิจิทัล (management of proceeds) (5) การรายงานและช่องทางการเปิดเผย

;                   สำนักงานพิจารณาในกระบวนการ pre-process ตามคู่มือประชาชน กรณีที่ 4 กรณีอื่น