Bangkok, February 5, 2014 - The SEC suspended {A}, a capital market investment consultant for trading securities on behalf of client while working for Kasikorn Securities Plc.Following a report from

Bangkok, June 13, 2013 - The SEC suspended two capital market investment consultants of Finansia Syrus Securities Plc; namely {A} for two months and {B} for one month.The SEC's routine inspection of

benefit of themselves or others. The SEC therefore imposed the following sanctions:*Revocation of {C} and {D}'s approval status as capital market investment consultant and will not consider their

Bangkok, October 10, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of Capital Nomura Securities Plc. and a one-month suspension on {B}, a securities

, such bills must be accompanied by solicitation or advertisement of the issuance of the bills for the purpose of raising fund from more than 10 entities at any given time, including individuals holding

raising funds, investor warnings through various trading signals, as well as increasing stringency in the securities delisting, and reviewing rules and procedures for considering backdoor listing and

mutual funds are allowed to invest, requiring asset management companies to notify investors prior to raising fees or expenses, waiving the limitation rule on unitholding over one third when certain

Ounjai, TLCA Director said that ?TLCA has been one of the key players that fully supports listed companies in raising their corporate governances for years. This in turn helps strengthen market confidence

in which a REIT under its management has already invested.?The SEC promotes trust to be a vehicle for the real estate sector?s fund raising, in line with international practice. Thus, the relevant

6, 2017, under the approval of the Company’s Audit Committee’s Meeting No.7/2017 held on November 10, 2017, has passed the resolution to approve financial support from Link Capital I (Mauritius