Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other
for their investment decision while the List can also be of use for securities companies? risk management. Considering that Thai capital market has been developed with significant growth rate over the
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On 23 April 2024, the Central Bankruptcy Court ordered JKN to enter business rehabilitation and appointed the company’s management as the Interim Business Rehabilitation Planner. The court also
qualifications based on the stipulated criteria.SEC has published the list of business operators granted approval to be wealth advisory service providers on SEC’s website www.sec.or.th and those who need more
financial IT regulations; (4) Determine additional requirements and guidelines for IT quality and IT service management such as IT project management and capacity management; (5) Enhance cybersecurity
Earlier, the SEC issued regulations on establishment and management of high-yield bond funds, which have been effective since 1 August 2021. The regulations aim to provide bridge financing for high
Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the