. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue
Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary ______________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act
virtue of Section 14 and Section 222 in conjunction with Section 206 and Section 207 of the Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following
virtue of Section 14 and Section 222 in conjunction with Section 206 and Section 207 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following
Exchange Commission No. SorThor. 49/2549 Re: Rules on Exemption from Appointment of Independent Director of Securities Companies -------------------------------- By virtue of (1) The second paragraph of
virtue of (1) The second paragraph of Clause 4/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and
Exchange Commission No. SorNor. 21/2551 Re: Acts that may Create Conflicts of Interest on Fund Management and Protective Rules (No. 2) -------------------------------- By virtue of the Section 126(1) of the