investor or to client of securities company undertaking securities business. Investor contact are divided into two categories: Category A investor contact who can analyze securities investment and Category B
operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities company undertaking securities business. Investor
manufacturing. Therefore, the board of directors then has considered the acquisition of the entire business of SQL in order to have only the Company undertaking this business. Please see the details of the
านกังานพบขอ้บกพร่องในการปฏิบติังานของผูส้อบบญัชีหรือขอ้บกพร่องของ ระบบควบคุมคุณภาพงานสอบบญัชีทั้งท่ีร้ายแรงและไม่ร้ายแรง ผูส้อบบญัชีสามารถเลือกใชว้ธีิ enforceable undertaking ซ่ึงหมายถึงการท่ีผูส้
certain conditions precedents before enter the Transaction in regards of risk managements in conflict of interests, and the key terms are as follows: Condition Precedents 1) Undertaking that after the
Notifications of the Office of the Securities and Exchange Commission concerning capital market transaction have stipulated the undertaking of the asset appraisal by an appraisal company whose name appears in the
: SETSMART)) 2 of such newly issued ordinary shares; (b) entering into negotiation and, agreement and signing relevant documents and agreements, as well as undertaking any actions in connection with the
date, i.e. 21 August 2017 (Source: SETSMART)) 2 of such newly issued ordinary shares; (b) entering into negotiation and, agreement and signing relevant documents and agreements, as well as undertaking
agreements, as well as undertaking any actions in connection with the allocation of such newly issued ordinary shares and (c) signing applications, waivers, and evidence which are necessary for and in relation
year. Clause 18 The intermediary shall ensure that the foreign personnel under Clause 16 refrain from undertaking any act which may be unlawful or non-compliance with the relevant rules, and the