offense under Section 242(1) in conjunction with Section 243(1), subject to the penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA).By allowing Dr

return to the unitholders after the inside information was disclosed.Chanyarat’s and Eakarat’s acts were liable to be the offenses under Section 241 and subject to the penalties under Section 296 of the

an offense under the second paragraph of Section 281/2 and Section 311 of the Securities and Exchange Act. The SEC, therefore, filed a criminal complaint against Mr. Suphan Sethapanich to the DSI to

financial officer, failed to report to the Stock Exchange of Thailand (SET) and the SEC that the company had been filed for bankruptcy by its creditors on 8 May 2017 and later became under the Court's

Bangkok, 8 January 2019 ? The SEC announced that the Ministry of Finance, under the recommendation of the SEC Board, has granted digital asset business licences to four applicants and rejected two

exploitation of third parties and liable to the offences under Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), which were in force at the time of

influenced the securities price. The act was deemed an exploitation of third parties and liable to the offences under Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E

deceiving investors and creditors into believing that that EARTH’s debt was greater than its assets, which constituted an offense under Section 312 of the Securities and Exchange Act B.E. 2535 (1992),  The

as cryptocurrency and digital token. Additionally, the SEC board will be empowered to prescribe the list of digital assets that falls under the supervision (positively listed

warning to the client about material information which is likely to affect the client?s benefits was considered failure to perform the duties with responsibility and due care as market professionals under