Commission.** The SEC has therefore banned the three persons from holding such positions at any securities issuing company and listed company for a period of three years each, which is the longest period
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives
Exchange of Thailand, the SEC?s further investigation has revealed that Witoon and the three other persons in the same group purchased GLOBAL shares and GLOBAL-W warrants and gained benefits from such
consultant approval status. In addition, the SEC suspended other three investment consultants: (1) {B}, then an employee of Finansa Securities Co., Ltd.; (2) {C} of BT Securities Co., Ltd. (presently CIMB
exceeding three years or a fine not exceeding three hundred thousand baht or both and a further fine not exceeding ten thousand baht for every day during which the violation continues. The SEC therefore
, suspended {D} from his investor contact status for three months. (5) {E}, an investor contact of KTB Securities Co., Ltd., took trading orders from a person who was not the account's owner and sent trading
that can potentially be offered in all three jurisdictions, which is currently not possible. In addition, the Signatories are also committed to reviewing applications made under the Framework in
following matters: (1) Approving the extension of the maturity dates for redemption of all three bond series for one year and six months, starting from the original maturity dates; (2
goods and rendering of services in Q1/2018 was recorded at Baht 627 million, higher 14 % Y-O-Y, with company all three major sales channels increased as follows: - Project up 18% Y-O-Y due largely to the
จดหมายชี้แจงQ160e May 15, 2017 The Managing Director The Stock Exchange of Thailand Subject : Management Discussion and Analysis for three month Ending 31 March 2017 Summary of the 1 st Quarter