having client’s asset custody or acting as a representative of such asset custody for a business operator who engages in other business activities and distinctly segregates its assets from those in its
Secretary-General, said: “As foreign investment of Thai investors increases, the SEC has urged them to study the information about those foreign investment products carefully, utilizing appropriate advice
at least on a quarterly basis;5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those
sufficiently stimulate investments, especially among younger generations or those with lower incomes. Thus, tax-advantaged investment incentives have encouraged shifts towards saving and long-term investment
. They can do this by becoming responsible investors who allocate capital to businesses with good governance and sustainable operations, and by encouraging these businesses – especially those in high
and TikTok, that the fraudsters or scammers use for their schemes to block those online fraudulent accounts/sites right away. So far, 90 percent of the total social media scam accounts/sites reported to
requirements such as those for marketing promotions and deduction related to advertising expenses. Additionally, the issuer must ensure that third-party advertisers also comply with relevant regulations. Non
to develop strategies to manage those risks so that they are climate resilient and able to cultivate opportunities arising from the transition to a low-carbon economy. This enables investors
Commissions (IOSCO). This is to ensure that, if necessary, the SEC will be able to exchange information regarding the supervision of those foreign funds with foreign regulators under the IOSCO Multilateral
the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. The civil penalties from