regarding securities trading. The case was subject to a civil sanction, was filed with the Civil Court, and was the first legal case adjudged by the Court’s final decision. The whole process, from the
Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
in capital market under both laws, (4) reviewing the coverage of business operators that subject to provisions on the appointment and approval of auditors, (5) amending the corporate status of the
offenses against the Securities Law such as fraud, unauthorized fundraising or unlicensed securities business undertaking, remain subject to criminal proceedings by means of criminal complaint filing with
, (3) Mr. Sahadchai Gajaseni, (4) Mr. Khemmapope Gajaseni, (5) Mrs. Kotchakorn Phiboonthammasak, and (6) Mr. Tharathon Phiboonthammasak, who were collectively subject to a total fine of 51,540,993 baht
from holding any securities company management positions as well as suspended his capital market investment consultant status for nine month. Considering that he has been subject to a month and thirteen
subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear
experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market regulator which is a member of International Organization of Securities Commissions (IOSCO) and
made only to institutional investor and high net worth investor with specified investment experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market