retirement savings more than the minimum estimate of 3 million baht**.” The SEC has therefore proposed guidelines for amending the Provident Fund Act B.E. 2530 (1987) to increase PVD efficiency in
? awareness and preparation of policy formulation, introduction of products and creation of public awareness. In addition, it also proposed implementation guidelines in developing strategy to motivate people
registration statement (Form 56-1) since it is vital to investors? investment decisions. With its plan to study and consult with related parties, the SEC recently organized a seminar to determine MD&A guidelines
Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the Securities and Exchange Act B.E. 2535 (1992
Manual for the Public, the SEC Office shall review the facts according to the procedures and methods specified in the Licensing Manual for the Public and notify the issues and observations derived from the
: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and
. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 4. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for
. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10