SEC Search

Bangkok, February 23, 2015 ? The SEC is seeking public comment on proposed revision of rules governing operational control and information technology (IT) security of the securities companies and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5794

SEC public hearing on draft regulation on preparation and submission of the fund management reports

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=614

SEC Thailand’s Public Hearing on revision to the regulation on supporting securities and derivatives business partnership.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=640

SEC Thailand’s Public Hearing on revision to the regulation on personnel in the capital market business.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=642

SEC Thailand’s public hearing on proposed amendments to the regulations on mutual fund management

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=653

SEC public hearing on proposed regulations on establishment of distressed bond fund

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=720

SEC public hearing on drafted amendment to regulations on personnel in the capital market businesses

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=724

SEC public hearing on draft regulations on banning services relating to privacy coins

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=760

SEC Thailand public hearing on drafted regulations on derivatives regulatory association under the Derivatives Act

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=904

SEC public hearing on proposed regulations on disclosure and submission of PVD Factsheet and data reporting

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=938